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ASSOCIATED BANC-CORP Director's Dealing 2020

Feb 7, 2020

31126_dirs_2020-02-06_7bb6773d-7880-437a-9f59-66cad4c0b6b9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2020-02-04

Reporting Person: Del Moral-Niles Christopher (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-02-04 Common Stock $0.01 Par Value A 22128 Acquired 74936 Direct
2020-02-05 Common Stock $0.01 Par Value F 7620 $20.32 Disposed 67316 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-02-04 Non-qualified Stock Option (Right to Buy) $20.32 A 57387 Acquired 2030-02-04 Common Stock $0.01 Par Value (57387) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock $0.01 Par Value 36401.694 Indirect

Footnotes

F1: Includes 14,673 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2017 and 7,455 shares Time-based RSUs ("TRSUs") granted in 2020, which will vest in four equal annual installments beginning on February 8, 2021.

F2: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

F3: Option vests in four equal annual installments beginning on February 8, 2021