ASSOCIATED BANC-CORP — Director's Dealing 2020

Feb 7, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2020-02-04

Reporting Person: Lau Timothy J (Executive Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-04	Common Stock $0.01 Par Value	A	12367	—	Acquired	63277.355	Direct
2020-02-05	Common Stock $0.01 Par Value	F	3357	$20.32	Disposed	55920.355	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-02-04	Non-qualified Stock Option (Right to Buy)	$20.32	A	32197	Acquired	2030-02-04	Common Stock $0.01 Par Value (32197)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock $0.01 Par Value	1476.97	Indirect

Footnotes

F1: Includes 8,184 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2017 and 4,183 shares Time-based RSUs ("TRSUs") granted in 2020, which will vest in four equal annual installments beginning on February 8, 2021.

F2: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

F3: Option vests in four equal annual installments beginning on February 8, 2021