ASSOCIATED BANC-CORP — Director's Dealing 2020

Sep 16, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2020-09-15

Reporting Person: LOMMEN RICHARD T (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-09-15	Common Stock $0.01 Par Value	J	10.114	$13.0245	Acquired	147373.097	Direct
2020-09-15	Common Stock $0.01 Par Value	A	83	$13.27	Acquired	147456.097	Direct
2020-09-15	Common Stock $0.01 Par Value	A	327	$13.27	Acquired	147783.097	Direct
2020-09-15	Common Stock $0.01 Par Value	A	140	$13.27	Acquired	147923.097	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock $0.01 Par Value	16426	Indirect
Common Stock $0.01 Par Value	40980	Indirect

Footnotes

F1: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

F2: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

F3: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

F4: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

F5: Stock is owned by Courtesy Corporation; Mr. Lommen serves as Chairman and a director of Courtesy Corporation.