ASSOCIATED BANC-CORP — Director's Dealing 2020

Nov 16, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2020-11-13

Reporting Person: Ahern Patrick Edward (Executive Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-13	Common Stock $0.01 Par Value	M	3000	$15.05	Acquired	20896	Direct
2020-11-13	Common Stock $0.01 Par Value	S	3000	$15.385	Disposed	17896	Direct
2020-11-13	Common Stock $0.01 Par Value	M	4000	$14.26	Acquired	21896	Direct
2020-11-13	Common Stock $0.01 Par Value	S	4000	$15.405	Disposed	17896	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-11-13	Non-qualified Stock Option (Right to Buy)	$15.05	M	3000	Disposed	2020-12-14	Common Stock $0.01 Par Value (3000)	Direct
2020-11-13	Non-qualified Stock Option (Right to Buy)	$14.26	M	4000	Disposed	2021-01-25	Common Stock $0.01 Par Value (4000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock $0.01 Par Value	3577.73	Indirect

Footnotes

F1: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.