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ASSOCIATED BANC-CORP Director's Dealing 2019

Feb 8, 2019

31126_dirs_2019-02-07_618e5785-7d54-46f8-b2d0-fb5644db1211.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2019-02-05

Reporting Person: Erickson Randall J. (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-02-05 Common Stock $0.01 Par Value A 27630 Acquired 117479 Direct
2019-02-05 Common Stock $0.01 Par Value F 7618 $22.01 Disposed 109861 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-02-05 Non-qualified Stock Option (Right to Buy) $22.01 A 29765 Acquired 2029-02-05 Common Stock $0.01 Par Value (29765) Direct

Footnotes

F1: Includes 19,611 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2016 and 8,019 shares Time-based RSAs ("TRSAs") granted in 2019, which will vest in four equal annual installments beginning on February 8, 2020.

F2: Shares were surrendered to satisfy tax withholding obligations resulting from the vesting of awards.

F3: Option vests in four equal annual installments beginning on February 8, 2020.