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ASSOCIATED BANC-CORP Director's Dealing 2019

Feb 8, 2019

31126_dirs_2019-02-07_0e4c4260-927b-4fa9-af47-c3903e1a0d75.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2019-02-05

Reporting Person: Lau Timothy J (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-02-05 Common Stock $0.01 Par Value A 17245 Acquired 66509.355 Direct
2019-02-05 Common Stock $0.01 Par Value F 4509 $22.01 Disposed 62000.355 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-02-05 Non-qualified Stock Option (Right to Buy) $22.01 A 22000 Acquired 2029-02-05 Common Stock $0.01 Par Value (22000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock $0.01 Par Value 1432 Indirect

Footnotes

F1: Includes 11,475 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2016 and 5,770 shares Time-based RSAs ("TRSAs") granted in 2019, which will vest in four equal annual installments beginning on February 8, 2020.

F2: Shares were surrendered to satisfy tax withholding obligations resulting from the vesting of awards.

F3: Option vests in four equal annual installments beginning on February 8, 2020.