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ASSOCIATED BANC-CORP — Director's Dealing 2019
Nov 6, 2019
31126_dirs_2019-11-06_5b38060a-b58e-4bf0-b1b1-e0cbfc50440a.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2019-10-29
Reporting Person: Ahern Patrick Edward (Executive Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock $0.01 Par Value | 2916.66 | Indirect |
| Common Stock $0.01 Par Value | 14872 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $15.05 | 2020-12-14 | Common Stock $0.01 Par Value (3000) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $14.26 | 2021-01-25 | Common Stock $0.01 Par Value (4000) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $17.50 | 2026-02-26 | Common Stock $0.01 Par Value (17823) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $17.67 | 2024-03-17 | Common Stock $0.01 Par Value (18465) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $18.59 | 2025-03-03 | Common Stock $0.01 Par Value (18889) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $23.45 | 2029-02-08 | Common Stock $0.01 Par Value (17133) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $24.70 | 2028-03-01 | Common Stock $0.01 Par Value (13356) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $26.00 | 2027-02-27 | Common Stock $0.01 Par Value (11193) | Direct |
Footnotes
F1: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
F2: Option vests in four equal annual installments beginning on 2/8/2017.
F3: Option vests in four equal annual installments beginning on 3/17/2015.
F4: Option vests in four equal annual installments beginning on 2/8/2016.
F5: Option vests in four equal annual installments beginning on 2/8/2020.
F6: Option vests in four equal annual installments beginning on 2/8/2019.
F7: Option vests in four equal annual installments beginning on 2/8/2018.