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ASSOCIATED BANC-CORP — Director's Dealing 2019
Nov 12, 2019
31126_dirs_2019-11-12_39cd7cb3-bf8a-4746-b203-abf1787b2f92.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2019-11-08
Reporting Person: Del Moral-Niles Christopher (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-08 | Common Stock $0.01 Par Value | M | 25000 | $17.24 | Acquired | 64274.694 | Indirect |
| 2019-11-08 | Common Stock $0.01 Par Value | F | 22268 | $21.72 | Disposed | 42006.694 | Indirect |
| 2019-11-11 | Common Stock $0.01 Par Value | S | 4000 | $21.725 | Disposed | 38006.694 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-08 | Non-qualified Stock Option (Right to Buy) | $17.24 | M | 25000 | Disposed | 2025-02-02 | Common Stock $0.01 Par Value (25000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock $0.01 Par Value | 52808 | Direct |
Footnotes
F1: Shares withheld to pay the tax withholding obligation arising upon insider's exercise of an option.
F2: Option vests in four equal annual installments beginning on February 8, 2016.
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