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ASSOCIATED BANC-CORP — Director's Dealing 2018
Feb 9, 2018
31126_dirs_2018-02-08_aeb32b89-1590-4aa8-a2ec-b5b09a4dbf84.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2018-02-06
Reporting Person: Piotrowski Christopher C. (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-06 | Common Stock $0.01 Par Value | A | 6028 | — | Acquired | 25977.5469 | Direct |
| 2018-02-06 | Common Stock $0.01 Par Value | F | 1260 | $24.25 | Disposed | 24717.5469 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-06 | Non-qualified Stock Option (Right to Buy) | $24.25 | A | 16104 | Acquired | 2028-02-06 | Common Stock $0.01 Par Value (16104) | Direct |
Footnotes
F1: Includes 1,621 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2015; 1,469 shares attributable to the time-based portion, of PRSUs granted in 2018, and 2,938 shares underlying time-based RSUs ("TRSUs") granted in 2018, which will vest in four equal annual installments beginning on February 8, 2019
F2: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.
F3: Option vests in four equal annual installments beginning on February 8, 2019.