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ASSOCIATED BANC-CORP — Director's Dealing 2018
Feb 9, 2018
31126_dirs_2018-02-08_f63c6597-4ca0-4d69-9137-0ea5416c46e6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2018-02-06
Reporting Person: Stein David L (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-06 | Common Stock $0.01 Par Value | A | 8477 | — | Acquired | 45162 | Direct |
| 2018-02-06 | Common Stock $0.01 Par Value | F | 1640 | $24.25 | Disposed | 43522 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-06 | Non-qualified Stock Option (Right to Buy) | $24.25 | A | 22320 | Acquired | 2028-02-06 | Common Stock $0.01 Par Value (22320) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock $0.01 Par Value | 44409 | Indirect |
| Common Stock $0.01 Par Value | 5423 | Indirect |
Footnotes
F1: Includes 2,369 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2015; 2,036 shares attributable to the time-based portion, of PRSUs granted in 2018, and 4,072 shares underlying time-based RSUs ("TRSUs") granted in 2018, which will vest in four equal annual installments beginning on February 8, 2019.
F2: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.
F3: Option vests in four equal annual installments beginning on February 8, 2019.