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ASSOCIATED BANC-CORP Director's Dealing 2018

Feb 9, 2018

31126_dirs_2018-02-08_25c5d0ac-cdf8-4ba1-811b-bab410fef422.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2018-02-06

Reporting Person: Utz John A. (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-02-06 Common Stock $0.01 Par Value A 10803 Acquired 50061 Direct
2018-02-06 Common Stock $0.01 Par Value F 2022 $24.25 Disposed 48039 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-02-06 Non-qualified Stock Option (Right to Buy) $24.25 A 28818 Acquired 2028-02-06 Common Stock $0.01 Par Value (28818) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock $0.01 Par Value 9966 Indirect

Footnotes

F1: Includes 2,918 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2015; 2,628 shares attributable to the time-based portion, of PRSUs granted in 2018, and 5,257 shares underlying time-based RSUs ("TRSUs") granted in 2018, which will vest in four equal annual installments beginning on February 8, 2019

F2: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

F3: Option vests in four equal annual installments beginning on February 8, 2019.