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ASSOCIATED BANC-CORP — Director's Dealing 2018
Mar 13, 2018
31126_dirs_2018-03-13_d7eaa99d-1199-47a4-8f8a-3bf9b17d85d6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2018-03-12
Reporting Person: Lau Timothy J (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-12 | Common Stock $0.01 Par Value | M | 19558 | $17.02 | Acquired | 68822.355 | Direct |
| 2018-03-12 | Common Stock $0.01 Par Value | S | 2681 | $26.70 | Disposed | 66141.355 | Direct |
| 2018-03-12 | Common Stock $0.01 Par Value | S | 100 | $26.725 | Disposed | 66041.355 | Direct |
| 2018-03-12 | Common Stock $0.01 Par Value | S | 14487 | $26.75 | Disposed | 51554.355 | Direct |
| 2018-03-12 | Common Stock $0.01 Par Value | S | 2290 | $26.775 | Disposed | 49264.355 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-12 | Non-qualified Stock Option (Right to Buy) | $17.02 | M | 19558 | Disposed | 2024-01-27 | Common Stock $0.01 Par Value (19558) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock $0.01 Par Value | 1392 | Indirect |
Footnotes
F1: Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.
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