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ASSOCIATED BANC-CORP — Director's Dealing 2018
Apr 25, 2018
31126_dirs_2018-04-25_a4af6938-cdae-4018-8bb3-fd0cb696eaeb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2018-04-24
Reporting Person: Docter Judith M (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-04-24 | Common Stock $0.01 Par Value | M | 14767 | $12.97 | Acquired | 44331.9471 | Direct |
| 2018-04-24 | Common Stock $0.01 Par Value | S | 100 | $26.425 | Disposed | 44231.9471 | Direct |
| 2018-04-24 | Common Stock $0.01 Par Value | S | 200 | $26.45 | Disposed | 44031.9471 | Direct |
| 2018-04-24 | Common Stock $0.01 Par Value | S | 100 | $26.475 | Disposed | 43931.9471 | Direct |
| 2018-04-24 | Common Stock $0.01 Par Value | S | 7567 | $26.50 | Disposed | 36364.9471 | Direct |
| 2018-04-24 | Common Stock $0.01 Par Value | S | 6800 | $26.525 | Disposed | 29564.9471 | Direct |
| 2018-04-24 | Common Stock $0.01 Par Value | M | 20912 | $14.02 | Acquired | 50476.9471 | Direct |
| 2018-04-24 | Common Stock $0.01 Par Value | S | 490 | $26.425 | Disposed | 49986.9471 | Direct |
| 2018-04-24 | Common Stock $0.01 Par Value | S | 2920 | $26.45 | Disposed | 47066.9471 | Direct |
| 2018-04-24 | Common Stock $0.01 Par Value | S | 3090 | $26.475 | Disposed | 43976.9471 | Direct |
| 2018-04-24 | Common Stock $0.01 Par Value | S | 4500 | $26.50 | Disposed | 39476.9471 | Direct |
| 2018-04-24 | Common Stock $0.01 Par Value | S | 9912 | $26.525 | Disposed | 29564.9471 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-04-24 | Non-qualified Stock Option (Right to Buy) | $12.97 | M | 14767 | Disposed | 2022-01-23 | Common Stock $0.01 Par Value (14767) | Direct |
| 2018-04-24 | Non-qualified Stock Option (Right to Buy) | $14.02 | M | 20912 | Disposed | 2023-01-22 | Common Stock $0.01 Par Value (20912) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock $0.01 Par Value | 8945 | Indirect |
Footnotes
F1: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
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