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ASSOCIATED BANC-CORP Director's Dealing 2018

Apr 25, 2018

31126_dirs_2018-04-25_a4af6938-cdae-4018-8bb3-fd0cb696eaeb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2018-04-24

Reporting Person: Docter Judith M (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-04-24 Common Stock $0.01 Par Value M 14767 $12.97 Acquired 44331.9471 Direct
2018-04-24 Common Stock $0.01 Par Value S 100 $26.425 Disposed 44231.9471 Direct
2018-04-24 Common Stock $0.01 Par Value S 200 $26.45 Disposed 44031.9471 Direct
2018-04-24 Common Stock $0.01 Par Value S 100 $26.475 Disposed 43931.9471 Direct
2018-04-24 Common Stock $0.01 Par Value S 7567 $26.50 Disposed 36364.9471 Direct
2018-04-24 Common Stock $0.01 Par Value S 6800 $26.525 Disposed 29564.9471 Direct
2018-04-24 Common Stock $0.01 Par Value M 20912 $14.02 Acquired 50476.9471 Direct
2018-04-24 Common Stock $0.01 Par Value S 490 $26.425 Disposed 49986.9471 Direct
2018-04-24 Common Stock $0.01 Par Value S 2920 $26.45 Disposed 47066.9471 Direct
2018-04-24 Common Stock $0.01 Par Value S 3090 $26.475 Disposed 43976.9471 Direct
2018-04-24 Common Stock $0.01 Par Value S 4500 $26.50 Disposed 39476.9471 Direct
2018-04-24 Common Stock $0.01 Par Value S 9912 $26.525 Disposed 29564.9471 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-04-24 Non-qualified Stock Option (Right to Buy) $12.97 M 14767 Disposed 2022-01-23 Common Stock $0.01 Par Value (14767) Direct
2018-04-24 Non-qualified Stock Option (Right to Buy) $14.02 M 20912 Disposed 2023-01-22 Common Stock $0.01 Par Value (20912) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock $0.01 Par Value 8945 Indirect

Footnotes

F1: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.