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ASSOCIATED BANC-CORP — Director's Dealing 2018
May 11, 2018
31126_dirs_2018-05-11_bcaba85f-b868-4167-b2c3-d0a8e1a12a85.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2018-05-10
Reporting Person: Del Moral-Niles Christopher (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-10 | Common Stock $0.01 Par Value | M | 12500 | $14.02 | Acquired | 67669 | Direct |
| 2018-05-10 | Common Stock $0.01 Par Value | F | 8414 | $27.00 | Disposed | 59255 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-10 | Non-qualified Stock Option (Right to Buy) | $14.02 | M | 12500 | Disposed | 2023-01-22 | Common Stock $0.01 Par Value (12500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock $0.01 Par Value | 27182.694 | Indirect |
Footnotes
F1: Shares were surrendered to satisfy tax withholding obligation arising from the exercise of stock options.
F2: Portion of 2013 Grant expiring 1/22/2023
F3: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
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