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ASSOCIATED BANC-CORP — Director's Dealing 2018
May 21, 2018
31126_dirs_2018-05-21_7b122212-0acb-4e4f-9d24-5db2e8d4665e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2018-05-18
Reporting Person: Utz John A. (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-18 | Common Stock $0.01 Par Value | M | 4000 | $12.97 | Acquired | 46384 | Direct |
| 2018-05-18 | Common Stock $0.01 Par Value | S | 807 | $27.10 | Disposed | 45577 | Direct |
| 2018-05-18 | Common Stock $0.01 Par Value | S | 2893 | $27.15 | Disposed | 42684 | Direct |
| 2018-05-18 | Common Stock $0.01 Par Value | S | 300 | $27.175 | Disposed | 42384 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-18 | Non-qualified Stock Option (Right to Buy) | $12.97 | M | 4000 | Disposed | 2022-01-23 | Common Stock $0.01 Par Value (4000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock $0.01 Par Value | 10355 | Indirect |
Footnotes
F1: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
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