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ASSOCIATED BANC-CORP Director's Dealing 2018

Aug 1, 2018

31126_dirs_2018-08-01_cb8c28d3-906d-4682-bd43-857a5e68d69a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2018-07-30

Reporting Person: Del Moral-Niles Christopher (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-07-30 Common Stock $0.01 Par Value M 12500 $14.02 Acquired 67515 Direct
2018-07-30 Common Stock $0.01 Par Value F 9024 $27.45 Disposed 58491 Direct
2018-07-30 Common Stock $0.01 Par Value S 3500 $27.75 Disposed 23528.694 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-07-30 Non-qualified Stock Option (Right to Buy) $14.02 M 12500 Disposed 2023-01-22 Common Stock $0.01 Par Value (12500) Direct

Footnotes

F1: Shares withheld to pay the tax withholding obligation arising upon insider's exercise of an option.

F2: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.