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ASSOCIATED BANC-CORP Director's Dealing 2018

Aug 3, 2018

31126_dirs_2018-08-03_904465ba-cb8a-457c-9af7-c7638d08542f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2018-07-31

Reporting Person: PAYNE JAMES SPENCER JR. (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-07-31 Common Stock $0.01 Par Value F 824 $27.00 Disposed 14867.4136 Direct
2018-07-31 Common Stock $0.01 Par Value F 1320 $27.00 Disposed 13547.4136 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Non-qualified Stock Option (Right to Buy) $17.50 2026-02-26 Common Stock $0.01 Par Value (17823) 17823 Direct
Non-qualified Stock Option (Right to Buy) $25.20 2027-02-06 Common Stock $0.01 Par Value (16790) 16790 Direct
Non-qualified Stock Option (Right to Buy) $24.25 2028-02-06 Common Stock $0.01 Par Value (22603) 22603 Direct

Footnotes

F1: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

F2: Accelerate and vest as of 7/31/2018. Options remain available through full vesting schedule. Taxable at time options are exercised.

F3: Due to Reporting Person's retirement on August 1, 2018, this stock option grant is now 100% vested