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ASSOCIATED BANC-CORP — Director's Dealing 2018
Aug 3, 2018
31126_dirs_2018-08-03_904465ba-cb8a-457c-9af7-c7638d08542f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2018-07-31
Reporting Person: PAYNE JAMES SPENCER JR. (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-07-31 | Common Stock $0.01 Par Value | F | 824 | $27.00 | Disposed | 14867.4136 | Direct |
| 2018-07-31 | Common Stock $0.01 Par Value | F | 1320 | $27.00 | Disposed | 13547.4136 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $17.50 | 2026-02-26 | Common Stock $0.01 Par Value (17823) | 17823 | Direct |
| Non-qualified Stock Option (Right to Buy) | $25.20 | 2027-02-06 | Common Stock $0.01 Par Value (16790) | 16790 | Direct |
| Non-qualified Stock Option (Right to Buy) | $24.25 | 2028-02-06 | Common Stock $0.01 Par Value (22603) | 22603 | Direct |
Footnotes
F1: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.
F2: Accelerate and vest as of 7/31/2018. Options remain available through full vesting schedule. Taxable at time options are exercised.
F3: Due to Reporting Person's retirement on August 1, 2018, this stock option grant is now 100% vested
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