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ASSOCIATED BANC-CORP Director's Dealing 2018

Sep 12, 2018

31126_dirs_2018-09-12_cfb0a949-bdbc-4b50-9237-16aa2b656dc1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2018-09-11

Reporting Person: Utz John A. (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-09-11 Common Stock $0.01 Par Value M 2341 $12.97 Acquired 44725 Direct
2018-09-11 Common Stock $0.01 Par Value S 2341 $27.8088 Disposed 42384 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-09-11 Non-qualified Stock Option (Right to Buy) $12.97 M 2341 Disposed 2022-01-23 Common Stock $0.01 Par Value (2341) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock $0.01 Par Value 10430 Indirect

Footnotes

F1: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.