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ASSOCIATED BANC-CORP Director's Dealing 2018

Nov 7, 2018

31126_dirs_2018-11-07_3d17fdd2-04f1-445b-8361-dd74e0a869fa.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2018-11-05

Reporting Person: Crowley Michael T Jr (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-11-05 Common Stock $0.01 Par Value M 844 $16.99 Acquired 681905 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-11-05 Non-qualified Stock Option (Right to Buy) $16.99 M 844 Disposed 2019-02-01 Common Stock $0.01 Par Value (844) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock $0.01 Par Value 59728 Indirect
Common Stock $0.01 Par Value 17503 Indirect
Common Stock $0.01 Par Value 39743 Indirect
Common Stock $0.01 Par Value 31311 Indirect
Common Stock $0.01 Par Value 60332 Indirect
401(k) Plan 69132 Indirect
Non-Cumulative Perpetual Preferred Stock, Series E (ASBPRE) 4000 Direct
Non-Cumulative Perpetual Preferred Stock, Series E (ASBPRE) 4000 Indirect

Footnotes

F1: As trustee of a trust.

F2: Represents shares of Associated Common Stock held in Bank Mutual Corporation 401(k) Plan received by the Insider in the Merger in exchange for shares of Bank Mutual Common Stock formerly held in the plan, based on most recent plan report.