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ASSOCIATED BANC-CORP — Director's Dealing 2017
Jan 25, 2017
31126_dirs_2017-01-25_748209e5-a4f8-44f6-96d4-988a5c693c53.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2017-01-24
Reporting Person: Hickey Scott (Chief Credit Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-24 | Common Stock $0.01 Par Value | M | 18837 | $12.97 | Acquired | 39178 | Direct |
| 2017-01-24 | Common Stock $0.01 Par Value | S | 2837 | $25.30 | Disposed | 36341 | Direct |
| 2017-01-24 | Common Stock $0.01 Par Value | S | 3800 | $25.3075 | Disposed | 32541 | Direct |
| 2017-01-24 | Common Stock $0.01 Par Value | S | 6000 | $25.325 | Disposed | 26541 | Direct |
| 2017-01-24 | Common Stock $0.01 Par Value | S | 4600 | $25.35 | Disposed | 21941 | Direct |
| 2017-01-24 | Common Stock $0.01 Par Value | S | 1100 | $25.3575 | Disposed | 20841 | Direct |
| 2017-01-24 | Common Stock $0.01 Par Value | S | 500 | $25.375 | Disposed | 20341 | Direct |
| 2017-01-24 | Common Stock $0.01 Par Value | M | 25779 | $14.02 | Acquired | 46120 | Direct |
| 2017-01-24 | Common Stock $0.01 Par Value | S | 6379 | $25.25 | Disposed | 39741 | Direct |
| 2017-01-24 | Common Stock $0.01 Par Value | S | 300 | $25.275 | Disposed | 39441 | Direct |
| 2017-01-24 | Common Stock $0.01 Par Value | S | 5600 | $25.30 | Disposed | 33841 | Direct |
| 2017-01-24 | Common Stock $0.01 Par Value | S | 10200 | $25.325 | Disposed | 23641 | Direct |
| 2017-01-24 | Common Stock $0.01 Par Value | S | 900 | $25.35 | Disposed | 22741 | Direct |
| 2017-01-24 | Common Stock $0.01 Par Value | S | 2400 | $25.375 | Disposed | 20341 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-24 | Non-qualified Stock Option (Right to Buy) | $12.97 | M | 18837 | Disposed | 2022-01-23 | Common Stock $0.01 Par Value (18837) | Direct |
| 2017-01-24 | Non-qualified Stock Option (Right to Buy) | $14.02 | M | 25779 | Disposed | 2023-01-22 | Common Stock $0.01 Par Value (25779) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock $0.01 Par Value | 14252 | Indirect |
Footnotes
F1: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
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