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ASSOCIATED BANC-CORP — Director's Dealing 2017
Feb 2, 2017
31126_dirs_2017-02-02_25786212-56a1-4160-a80f-156131a7ff49.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2017-02-01
Reporting Person: Stein David L (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-01 | Common Stock $0.01 Par Value | M | 7000 | $18.82 | Acquired | 44063 | Direct |
| 2017-02-01 | Common Stock $0.01 Par Value | S | 3300 | $25.10 | Disposed | 40763 | Direct |
| 2017-02-01 | Common Stock $0.01 Par Value | S | 3700 | $25.1294 | Disposed | 37063 | Direct |
| 2017-02-01 | Common Stock $0.01 Par Value | M | 11500 | $17.26 | Acquired | 48563 | Direct |
| 2017-02-01 | Common Stock $0.01 Par Value | S | 7820 | $25.005 | Disposed | 40743 | Direct |
| 2017-02-01 | Common Stock $0.01 Par Value | S | 2300 | $25.05 | Disposed | 38443 | Direct |
| 2017-02-01 | Common Stock $0.01 Par Value | S | 300 | $25.075 | Disposed | 38143 | Direct |
| 2017-02-01 | Common Stock $0.01 Par Value | S | 1080 | $25.10 | Disposed | 37063 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-01 | Non-qualified Stock Option (Right to Buy) | $18.82 | M | 7000 | Disposed | 2018-07-23 | Common Stock $0.01 Par Value (7000) | Direct |
| 2017-02-01 | Non-qualified Stock Option (Right to Buy) | $17.26 | M | 11500 | Disposed | 2019-01-28 | Common Stock $0.01 Par Value (11500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock $0.01 Par Value | 58047 | Indirect |
| Common Stock $0.01 Par Value | 4949 | Indirect |
| Common Stock $0.01 Par Value | 400 | Indirect |
Footnotes
F1: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
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