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ASSOCIATED BANC-CORP Director's Dealing 2017

Feb 2, 2017

31126_dirs_2017-02-02_25786212-56a1-4160-a80f-156131a7ff49.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2017-02-01

Reporting Person: Stein David L (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-02-01 Common Stock $0.01 Par Value M 7000 $18.82 Acquired 44063 Direct
2017-02-01 Common Stock $0.01 Par Value S 3300 $25.10 Disposed 40763 Direct
2017-02-01 Common Stock $0.01 Par Value S 3700 $25.1294 Disposed 37063 Direct
2017-02-01 Common Stock $0.01 Par Value M 11500 $17.26 Acquired 48563 Direct
2017-02-01 Common Stock $0.01 Par Value S 7820 $25.005 Disposed 40743 Direct
2017-02-01 Common Stock $0.01 Par Value S 2300 $25.05 Disposed 38443 Direct
2017-02-01 Common Stock $0.01 Par Value S 300 $25.075 Disposed 38143 Direct
2017-02-01 Common Stock $0.01 Par Value S 1080 $25.10 Disposed 37063 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-02-01 Non-qualified Stock Option (Right to Buy) $18.82 M 7000 Disposed 2018-07-23 Common Stock $0.01 Par Value (7000) Direct
2017-02-01 Non-qualified Stock Option (Right to Buy) $17.26 M 11500 Disposed 2019-01-28 Common Stock $0.01 Par Value (11500) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock $0.01 Par Value 58047 Indirect
Common Stock $0.01 Par Value 4949 Indirect
Common Stock $0.01 Par Value 400 Indirect

Footnotes

F1: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.