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ASSOCIATED BANC-CORP Director's Dealing 2017

Feb 2, 2017

31126_dirs_2017-02-02_d6b5b236-e5a0-4b91-8074-70f7cd1542c6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2017-02-01

Reporting Person: Lau Timothy J (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-02-01 Common Stock $0.01 Par Value M 9926 $14.02 Acquired 58470.355 Direct
2017-02-01 Common Stock $0.01 Par Value S 800 $25.45 Disposed 57670.355 Direct
2017-02-01 Common Stock $0.01 Par Value S 2100 $25.50 Disposed 55570.355 Direct
2017-02-01 Common Stock $0.01 Par Value S 482 $25.55 Disposed 55088.355 Direct
2017-02-01 Common Stock $0.01 Par Value S 6444 $25.60 Disposed 48644.355 Direct
2017-02-01 Common Stock $0.01 Par Value S 100 $25.65 Disposed 48544.355 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-02-01 Non-qualified Stock Option (Right to Buy) $14.02 M 9926 Disposed 2023-01-22 Common Stock $0.01 Par Value (9926) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock $0.01 Par Value 1364 Indirect

Footnotes

F1: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.