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ASSOCIATED BANC-CORP — Director's Dealing 2017
Feb 2, 2017
31126_dirs_2017-02-02_d6b5b236-e5a0-4b91-8074-70f7cd1542c6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2017-02-01
Reporting Person: Lau Timothy J (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-01 | Common Stock $0.01 Par Value | M | 9926 | $14.02 | Acquired | 58470.355 | Direct |
| 2017-02-01 | Common Stock $0.01 Par Value | S | 800 | $25.45 | Disposed | 57670.355 | Direct |
| 2017-02-01 | Common Stock $0.01 Par Value | S | 2100 | $25.50 | Disposed | 55570.355 | Direct |
| 2017-02-01 | Common Stock $0.01 Par Value | S | 482 | $25.55 | Disposed | 55088.355 | Direct |
| 2017-02-01 | Common Stock $0.01 Par Value | S | 6444 | $25.60 | Disposed | 48644.355 | Direct |
| 2017-02-01 | Common Stock $0.01 Par Value | S | 100 | $25.65 | Disposed | 48544.355 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-01 | Non-qualified Stock Option (Right to Buy) | $14.02 | M | 9926 | Disposed | 2023-01-22 | Common Stock $0.01 Par Value (9926) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock $0.01 Par Value | 1364 | Indirect |
Footnotes
F1: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
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