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ASSOCIATED BANC-CORP — Director's Dealing 2017
Feb 7, 2017
31126_dirs_2017-02-07_ab190f2e-35b0-4cde-bde9-5a2d645fe0ed.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2017-02-03
Reporting Person: Yee James (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-03 | Common Stock $0.01 Par Value | M | 7423 | $17.02 | Acquired | 64554 | Direct |
| 2017-02-03 | Common Stock $0.01 Par Value | S | 3500 | $25.00 | Disposed | 61054 | Direct |
| 2017-02-03 | Common Stock $0.01 Par Value | S | 700 | $25.025 | Disposed | 60354 | Direct |
| 2017-02-03 | Common Stock $0.01 Par Value | S | 2823 | $25.05 | Disposed | 57531 | Direct |
| 2017-02-03 | Common Stock $0.01 Par Value | S | 400 | $25.075 | Disposed | 57131 | Direct |
| 2017-02-03 | Common Stock $0.01 Par Value | M | 9717 | $17.24 | Acquired | 66848 | Direct |
| 2017-02-03 | Common Stock $0.01 Par Value | S | 117 | $25.00 | Disposed | 66731 | Direct |
| 2017-02-03 | Common Stock $0.01 Par Value | S | 2400 | $25.05 | Disposed | 64331 | Direct |
| 2017-02-03 | Common Stock $0.01 Par Value | S | 1900 | $25.075 | Disposed | 62431 | Direct |
| 2017-02-03 | Common Stock $0.01 Par Value | S | 4900 | $25.10 | Disposed | 57531 | Direct |
| 2017-02-03 | Common Stock $0.01 Par Value | S | 400 | $25.125 | Disposed | 57131 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-03 | Non-qualified Stock Option (Right to Buy) | $17.02 | M | 7423 | Disposed | 2024-01-27 | Common Stock $0.01 Par Value (7423) | Direct |
| 2017-02-03 | Non-qualified Stock Option (Right to Buy) | $17.24 | M | 9717 | Disposed | 2025-02-02 | Common Stock $0.01 Par Value (9717) | Direct |
Footnotes
F1: Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.
F2: Option vests in four equal annual installments beginning on February 8, 2016.
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