AI assistant
ASSOCIATED BANC-CORP — Director's Dealing 2017
Feb 8, 2017
31126_dirs_2017-02-08_29a8adea-b686-40a0-b017-c5c0a68d165b.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2017-02-06
Reporting Person: Del Moral-Niles Christopher (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-06 | Common Stock $0.01 Par Value | A | 24536 | — | Acquired | 98722.692 | Direct |
| 2017-02-06 | Common Stock $0.01 Par Value | F | 9116 | $25.20 | Disposed | 89606.692 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-06 | Non-qualified Stock Option (Right to Buy) | $25.20 | A | 28380 | Acquired | 2027-02-06 | Common Stock $0.01 Par Value (28380) | Direct |
Footnotes
F1: Includes 15,733 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2014; 2,934 shares attributable to the time-based portion, of PRSUs granted in 2017, and 5,869 shares underlying time-based RSUs ("TRSUs") granted in 2017, which will vest in four equal annual installments beginning on February 8, 2018.
F2: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.
F3: Option vests in four equal annual installments beginning on February 8, 2018.