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ASSOCIATED BANC-CORP — Director's Dealing 2017
Feb 8, 2017
31126_dirs_2017-02-08_c2ef242b-a59f-4f34-93d5-0864fd4261af.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2017-02-06
Reporting Person: Utz John A. (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-06 | Common Stock $0.01 Par Value | A | 18989 | — | Acquired | 62679 | Direct |
| 2017-02-06 | Common Stock $0.01 Par Value | F | 4642 | $25.20 | Disposed | 58037 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-06 | Non-qualified Stock Option (Right to Buy) | $25.20 | A | 24465 | Acquired | 2027-02-06 | Common Stock $0.01 Par Value (24465) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock $0.01 Par Value | 9420 | Indirect |
Footnotes
F1: Includes 11,401 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2014; 2,529 shares attributable to the time-based portion, of PRSUs granted in 2017, and 5,059 shares underlying time-based RSUs ("TRSUs") granted in 2017, which will vest in four equal annual installments beginning on February 8, 2018.
F2: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.
F3: Option vests in four equal annual installments beginning on February 8, 2018.