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ASSOCIATED BANC-CORP Director's Dealing 2017

Feb 8, 2017

31126_dirs_2017-02-08_937cf33f-a9d5-4ce1-88c3-e7f57298d6b4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2017-02-06

Reporting Person: Yee James (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-02-06 Common Stock $0.01 Par Value A 19330 Acquired 76461 Direct
2017-02-06 Common Stock $0.01 Par Value F 7300 $25.20 Disposed 69161 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-02-06 Non-qualified Stock Option (Right to Buy) $25.20 A 22066 Acquired 2027-02-06 Common Stock $0.01 Par Value (22066) Direct

Footnotes

F1: Includes 12,486 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2014; 2,281 shares attributable to the time-based portion, of PRSUs granted in 2017, and 4,563 shares underlying time-based RSUs ("TRSUs") granted in 2017, which will vest in four equal annual installments beginning on February 8, 2018.

F2: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

F3: Option vests in four equal annual installments beginning on February 8, 2018.