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ASSOCIATED BANC-CORP — Director's Dealing 2017
Feb 9, 2017
31126_dirs_2017-02-09_a052c282-c6d2-468f-b414-b8bd8a596eb8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2017-02-08
Reporting Person: Yee James (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-08 | Common Stock $0.01 Par Value | F | 1639 | $25.05 | Disposed | 67522 | Direct |
| 2017-02-08 | Common Stock $0.01 Par Value | M | 8599 | $17.38 | Acquired | 76121 | Direct |
| 2017-02-08 | Common Stock $0.01 Par Value | S | 8599 | $25.15 | Disposed | 67522 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-08 | Non-qualified Stock Option (Right to Buy) | $17.38 | M | 8599 | Disposed | 2026-02-01 | Common Stock $0.01 Par Value (8599) | Direct |
Footnotes
F1: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.
F2: Option vests in four equal annual installments beginning on February 8, 2017.
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