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ASSOCIATED BANC-CORP — Director's Dealing 2017
Feb 17, 2017
31126_dirs_2017-02-17_7a85e0f3-90c8-43ef-81b2-84bbefa25f88.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2017-02-15
Reporting Person: Del Moral-Niles Christopher (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-15 | Common Stock $0.01 Par Value | M | 4703 | $14.04 | Acquired | 87785.692 | Direct |
| 2017-02-15 | Common Stock $0.01 Par Value | S | 303 | $26.275 | Disposed | 87482.692 | Direct |
| 2017-02-15 | Common Stock $0.01 Par Value | S | 4400 | $26.2843 | Disposed | 83082.692 | Direct |
| 2017-02-15 | Common Stock $0.01 Par Value | M | 6763 | $14.02 | Acquired | 89845.692 | Direct |
| 2017-02-15 | Common Stock $0.01 Par Value | S | 4763 | $26.25 | Disposed | 85082.692 | Direct |
| 2017-02-15 | Common Stock $0.01 Par Value | S | 1700 | $26.275 | Disposed | 83382.692 | Direct |
| 2017-02-15 | Common Stock $0.01 Par Value | S | 300 | $26.2843 | Disposed | 83082.692 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-15 | Non-qualified Stock Option (Right to Buy) | $14.04 | M | 4703 | Disposed | 2022-03-23 | Common Stock $0.01 Par Value (4703) | Direct |
| 2017-02-15 | Non-qualified Stock Option (Right to Buy) | $14.02 | M | 6763 | Disposed | 2023-01-22 | Common Stock $0.01 Par Value (6763) | Direct |
Footnotes
F1: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
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