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ASSOCIATED BANC-CORP — Director's Dealing 2017
Feb 17, 2017
31126_dirs_2017-02-17_05013493-0f3a-4c7e-95af-f792ec01972b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2017-02-15
Reporting Person: Docter Judith M (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-15 | Common Stock $0.01 Par Value | J | 8.6074 | $26.245 | Acquired | 41276.4054 | Direct |
| 2017-02-15 | Common Stock $0.01 Par Value | M | 20000 | $24.89 | Acquired | 61276.4054 | Direct |
| 2017-02-15 | Common Stock $0.01 Par Value | S | 20000 | $26.30 | Disposed | 41276.4054 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-15 | Non-qualified Stock Option (Right to Buy) | $24.89 | M | 20000 | Disposed | 2018-01-23 | Common Stock $0.01 Par Value (20000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock $0.01 Par Value | 8765 | Indirect |
Footnotes
F1: Shares were purchased within the Issuer's Employee Stock Purchase Plan.
F2: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
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