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ASSOCIATED BANC-CORP — Director's Dealing 2017
Feb 21, 2017
31126_dirs_2017-02-21_5d995ae3-9190-4a19-ae89-d47460035179.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2017-02-17
Reporting Person: FLYNN PHILIP B (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-17 | Common Stock $0.01 Par Value | M | 208214 | $12.97 | Acquired | 395591 | Direct |
| 2017-02-17 | Common Stock $0.01 Par Value | S | 24808 | $26.00 | Disposed | 370783 | Direct |
| 2017-02-17 | Common Stock $0.01 Par Value | S | 14730 | $26.025 | Disposed | 356053 | Direct |
| 2017-02-17 | Common Stock $0.01 Par Value | S | 123800 | $26.05 | Disposed | 232253 | Direct |
| 2017-02-17 | Common Stock $0.01 Par Value | S | 42301 | $26.075 | Disposed | 189952 | Direct |
| 2017-02-17 | Common Stock $0.01 Par Value | S | 2575 | $26.10 | Disposed | 187377 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-17 | Non-qualified Stock Option (Right to Buy) | $12.97 | M | 208214 | Disposed | 2022-01-23 | Common Stock $0.01 Par Value (208214) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock $0.01 Par Value | 491449 | Indirect |
Footnotes
F1: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
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