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ASSOCIATED BANC-CORP — Director's Dealing 2017
Mar 13, 2017
31126_dirs_2017-03-13_36ed150f-4302-4e11-bd64-64350ef73872.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2017-03-10
Reporting Person: Hanson Breck F. (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-10 | Common Stock $0.01 Par Value | M | 30913 | $12.97 | Acquired | 57262 | Direct |
| 2017-03-10 | Common Stock $0.01 Par Value | S | 5681 | $25.05 | Disposed | 51581 | Direct |
| 2017-03-10 | Common Stock $0.01 Par Value | S | 5000 | $25.10 | Disposed | 46581 | Direct |
| 2017-03-10 | Common Stock $0.01 Par Value | S | 4989 | $25.125 | Disposed | 41592 | Direct |
| 2017-03-10 | Common Stock $0.01 Par Value | S | 5397 | $25.15 | Disposed | 36195 | Direct |
| 2017-03-10 | Common Stock $0.01 Par Value | S | 7841 | $25.175 | Disposed | 28354 | Direct |
| 2017-03-10 | Common Stock $0.01 Par Value | S | 2005 | $25.20 | Disposed | 26349 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-10 | Non-qualified Stock Option (Right to Buy) | $12.97 | M | 30913 | Disposed | 2022-01-23 | Common Stock $0.01 Par Value (30913) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock $0.01 Par Value | 40356 | Indirect |
Footnotes
F1: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
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