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ASSOCIATED BANC-CORP — Director's Dealing 2017
Jun 9, 2017
31126_dirs_2017-06-09_ea9bc9ad-a1ed-44e4-9bc1-17ebb611de4a.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2017-04-25
Reporting Person: Stadler Tammy C. (Principal Accounting Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock $0.01 Par Value | 28066.204 | Direct |
| Common Stock $0.01 Par Value | 10599 | Indirect |
| Non-Cumulative Perpetual Preferred Stock, Series C (ASBPRC) | 1600 | Direct |
| Non-Cumulative Perpetual Preferred Stock, Series D (ASBPRD) | 1000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $24.89 | 2018-01-23 | Common Stock $0.01 Par Value (6000) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $17.26 | 2019-01-28 | Common Stock $0.01 Par Value (3500) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $13.16 | 2020-01-27 | Common Stock $0.01 Par Value (5800) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $14.26 | 2021-01-25 | Common Stock $0.01 Par Value (7000) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $12.97 | 2022-01-23 | Common Stock $0.01 Par Value (7000) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $14.02 | 2023-01-22 | Common Stock $0.01 Par Value (10941) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $17.67 | 2024-03-17 | Common Stock $0.01 Par Value (14838) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $18.59 | 2025-03-03 | Common Stock $0.01 Par Value (14103) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $17.50 | 2026-02-26 | Common Stock $0.01 Par Value (14852) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $26.00 | 2027-02-27 | Common Stock $0.01 Par Value (9299) | Direct |
Footnotes
F1: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
F2: Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.
F3: Options vest in four equal annual installments beginning on February 8, 2016.
F4: Options vest in four equal annual installments beginning on February 8, 2017.
F5: Options vest in four equal annual installments beginning on February 8, 2018.