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ASSOCIATED BANC-CORP — Director's Dealing 2017
Nov 24, 2017
31126_dirs_2017-11-24_705ba7d3-baf4-42d3-a290-ea03237765c8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2017-11-22
Reporting Person: Hanson Breck F. (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-22 | Common Stock $0.01 Par Value | M | 11373 | $14.02 | Acquired | 37722 | Direct |
| 2017-11-22 | Common Stock $0.01 Par Value | S | 5426 | $24.90 | Disposed | 32296 | Direct |
| 2017-11-22 | Common Stock $0.01 Par Value | S | 850 | $24.925 | Disposed | 31446 | Direct |
| 2017-11-22 | Common Stock $0.01 Par Value | S | 4997 | $24.95 | Disposed | 26449 | Direct |
| 2017-11-22 | Common Stock $0.01 Par Value | S | 100 | $24.975 | Disposed | 26349 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-22 | Non-qualified Stock Option (Right to Buy) | $14.02 | M | 11373 | Disposed | 2023-01-22 | Common Stock $0.01 Par Value (11373) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock $0.01 Par Value | 40356 | Indirect |
Footnotes
F1: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
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