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ASSOCIATED BANC-CORP — Director's Dealing 2017
Nov 22, 2017
31126_dirs_2017-11-22_960b1229-b989-4101-838d-a678a5053bea.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2017-11-21
Reporting Person: Del Moral-Niles Christopher (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-21 | Common Stock $0.01 Par Value | S | 1991 | $24.821 | Disposed | 81091.692 | Direct |
| 2017-11-21 | Common Stock $0.01 Par Value | S | 8 | $24.756 | Disposed | 81083.692 | Direct |
| 2017-11-21 | Common Stock $0.01 Par Value | M | 10000 | $12.97 | Acquired | 91083.692 | Direct |
| 2017-11-21 | Common Stock $0.01 Par Value | S | 8600 | $24.70 | Disposed | 82483.692 | Direct |
| 2017-11-21 | Common Stock $0.01 Par Value | S | 1400 | $24.725 | Disposed | 81083.692 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-21 | Non-qualified Stock Option (Right to Buy) | $12.97 | M | 10000 | Disposed | 2022-01-23 | Common Stock $0.01 Par Value (10000) | Direct |
Footnotes
F1: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
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