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ASSOCIATED BANC-CORP — Director's Dealing 2017
Nov 30, 2017
31126_dirs_2017-11-30_1391710d-0898-4657-bc95-9f028f5f2d5f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2017-11-29
Reporting Person: BOHN WILLIAM M (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-29 | Common Stock $0.01 Par Value | M | 12000 | $24.89 | Acquired | 47882.794 | Direct |
| 2017-11-29 | Common Stock $0.01 Par Value | S | 11500 | $26.00 | Disposed | 36382.794 | Direct |
| 2017-11-29 | Common Stock $0.01 Par Value | S | 500 | $26.025 | Disposed | 35882.794 | Direct |
| 2017-11-29 | Common Stock $0.01 Par Value | M | 3946 | $14.02 | Acquired | 39828.794 | Direct |
| 2017-11-29 | Common Stock $0.01 Par Value | S | 3946 | $26.00 | Disposed | 35882.794 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-29 | Non-qualified Stock Option (Right to Buy) | $24.89 | M | 12000 | Disposed | 2018-01-23 | Common Stock $0.01 Par Value (12000) | Direct |
| 2017-11-29 | Non-qualified Stock Option (Right to Buy) | $14.02 | M | 3946 | Disposed | 2023-01-22 | Common Stock $0.01 Par Value (3946) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock $0.01 Par Value | 14947 | Indirect |
| Common Stock $0.01 Par Value | 107.655 | Indirect |
Footnotes
F1: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
F2: Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.
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