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ASSOCIATED BANC-CORP Director's Dealing 2017

Nov 30, 2017

31126_dirs_2017-11-30_d161b33b-048f-4a43-9879-fd38bf3a1e16.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2017-11-29

Reporting Person: Lau Timothy J (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-11-29 Common Stock $0.01 Par Value M 6000 $24.89 Acquired 61038.355 Direct
2017-11-29 Common Stock $0.01 Par Value S 6000 $26.00 Disposed 55038.355 Direct
2017-11-29 Common Stock $0.01 Par Value M 5000 $17.26 Acquired 60038.355 Direct
2017-11-29 Common Stock $0.01 Par Value S 5000 $26.00 Disposed 55038.355 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-11-29 Non-qualified Stock Option (Right to Buy) $24.89 M 6000 Disposed 2018-01-23 Common Stock $0.01 Par Value (6000) Direct
2017-11-29 Non-qualified Stock Option (Right to Buy) $17.26 M 5000 Disposed 2019-01-28 Common Stock $0.01 Par Value (5000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock $0.01 Par Value 1385 Indirect

Footnotes

F1: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.