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ASSOCIATED BANC-CORP — Director's Dealing 2016
Feb 4, 2016
31126_dirs_2016-02-03_5b888462-f34e-4b8b-93de-1f270c8f7edb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2016-02-01
Reporting Person: Del Moral-Niles Christopher (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-01 | Common Stock $0.01 Par Value | A | 28051 | — | Acquired | 98579.827 | Direct |
| 2016-02-02 | Common Stock $0.01 Par Value | F | 717 | $16.88 | Disposed | 97862.827 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-01 | Non-qualified Stock Option (Right to Buy) | $17.38 | A | 43339 | Acquired | 2026-02-01 | Common Stock $0.01 Par Value (43339) | Direct |
Footnotes
F1: Includes 15,546 shares awarded pursuant to vesting of previously granted performance based restricted stock units ("RSUs"); 4,168 shares attributable to the time-based portion of RSUs granted in 2016; and 8,337 shares of restricted stock granted in 2016, which vests in four equal annual installments beginning on February 8, 2017.
F2: Shares were surrendered to satisfy tax withholding obligations resulting from the vesting of awards.
F3: Option vests in four equal annual installments beginning on February 8, 2017.