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ASSOCIATED BANC-CORP — Director's Dealing 2016
Feb 4, 2016
31126_dirs_2016-02-03_9f54a84e-68b4-4261-8d42-959ad2b22c26.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2016-02-01
Reporting Person: Utz John A. (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-01 | Common Stock $0.01 Par Value | A | 22885 | — | Acquired | 64427 | Direct |
| 2016-02-02 | Common Stock $0.01 Par Value | F | 555 | $16.88 | Disposed | 63872 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-01 | Non-qualified Stock Option (Right to Buy) | $17.38 | A | 38135 | Acquired | 2026-02-01 | Common Stock $0.01 Par Value (38135) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock $0.01 Par Value | 8777 | Indirect |
Footnotes
F1: Includes 11881 shares awarded pursuant to vesting of previously granted performance based restricted stock units ("RSUs"); 3668 shares attributable to the time-based portion of RSUs granted in 2016; and 7336 shares of restricted stock granted in 2016, which vests in four equal annual installments beginning on February 8, 2017.
F2: Shares were surrendered to satisfy tax withholding obligations resulting from the vesting of awards.
F3: Option vests in four equal annual installments beginning on February 8, 2017.
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