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ASSOCIATED BANC-CORP Director's Dealing 2016

Feb 4, 2016

31126_dirs_2016-02-03_0f174478-b8f0-45d4-8d38-e57eb5120a2b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2016-02-01

Reporting Person: Yee James (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-02-01 Common Stock $0.01 Par Value A 23615 Acquired 68095 Direct
2016-02-02 Common Stock $0.01 Par Value F 569 $16.88 Disposed 67526 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-02-01 Non-qualified Stock Option (Right to Buy) $17.38 A 34396 Acquired 2026-02-01 Common Stock $0.01 Par Value (34396) Direct

Footnotes

F1: Includes 13691 shares awarded pursuant to vesting of previously granted performance based restricted stock units ("RSUs"); 3308 shares attributable to the time-based portion of RSUs granted in 2016; and 6616 shares of restricted stock granted in 2016, which vests in four equal annual installments beginning on February 8, 2017.

F2: Shares were surrendered to satisfy tax withholding obligations resulting from the vesting of awards.

F3: Option vests in four equal annual installments beginning on February 8, 2017.