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ASSOCIATED BANC-CORP — Director's Dealing 2016
Aug 8, 2016
31126_dirs_2016-08-08_d85bbe2d-515e-4aee-9390-102e561c70ff.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2016-08-05
Reporting Person: Yee James (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-05 | Common Stock $0.01 Par Value | M | 9983 | $14.02 | Acquired | 72368 | Direct |
| 2016-08-05 | Common Stock $0.01 Par Value | S | 9983 | $19.19 | Disposed | 62385 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-05 | Non-qualified Stock Option (Right to Buy) | $14.02 | M | 9983 | Disposed | 2023-01-22 | Common Stock $0.01 Par Value (9983) | Direct |
Footnotes
F1: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
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