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ASSOCIATED BANC-CORP — Director's Dealing 2016
Oct 31, 2016
31126_dirs_2016-10-31_a0770f5b-8bb4-4ab8-8d6f-54f1a5a97998.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2016-10-27
Reporting Person: Erickson Randall J. (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-10-27 | Common Stock $0.01 Par Value | M | 26831 | $14.02 | Acquired | 92076 | Direct |
| 2016-10-27 | Common Stock $0.01 Par Value | F | 21648 | $19.95 | Disposed | 70428 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-10-27 | Non-qualified Stock Option (Right to Buy) | $14.02 | M | 26831 | Disposed | 2023-01-22 | Common Stock $0.01 Par Value (26831) | Direct |
Footnotes
F1: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
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