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ASSOCIATED BANC-CORP Director's Dealing 2016

Nov 16, 2016

31126_dirs_2016-11-16_8fd63a72-e299-4efe-a6ca-9d18316ee80b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2016-11-14

Reporting Person: Hickey Scott (Chief Credit Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-11-14 Common Stock $0.01 Par Value M 20000 $19.50 Acquired 40341 Direct
2016-11-14 Common Stock $0.01 Par Value S 800 $22.65 Disposed 39541 Direct
2016-11-14 Common Stock $0.01 Par Value S 6600 $22.70 Disposed 32941 Direct
2016-11-14 Common Stock $0.01 Par Value S 3500 $22.725 Disposed 29441 Direct
2016-11-14 Common Stock $0.01 Par Value S 4085 $22.75 Disposed 25356 Direct
2016-11-14 Common Stock $0.01 Par Value S 1900 $22.775 Disposed 23456 Direct
2016-11-14 Common Stock $0.01 Par Value S 2115 $22.80 Disposed 21341 Direct
2016-11-14 Common Stock $0.01 Par Value S 1000 $22.825 Disposed 20341 Direct
2016-11-14 Common Stock $0.01 Par Value M 30000 $17.26 Acquired 50341 Direct
2016-11-14 Common Stock $0.01 Par Value S 1100 $22.65 Disposed 49241 Direct
2016-11-14 Common Stock $0.01 Par Value S 100 $22.675 Disposed 49141 Direct
2016-11-14 Common Stock $0.01 Par Value S 9100 $22.70 Disposed 40041 Direct
2016-11-14 Common Stock $0.01 Par Value S 7100 $22.725 Disposed 32941 Direct
2016-11-14 Common Stock $0.01 Par Value S 5500 $22.75 Disposed 27441 Direct
2016-11-14 Common Stock $0.01 Par Value S 2400 $22.775 Disposed 25041 Direct
2016-11-14 Common Stock $0.01 Par Value S 3600 $22.80 Disposed 21441 Direct
2016-11-14 Common Stock $0.01 Par Value S 1100 $22.825 Disposed 20341 Direct
2016-11-14 Common Stock $0.01 Par Value M 18837 $12.97 Acquired 39178 Direct
2016-11-14 Common Stock $0.01 Par Value S 800 $22.65 Disposed 38378 Direct
2016-11-14 Common Stock $0.01 Par Value S 200 $22.675 Disposed 38178 Direct
2016-11-14 Common Stock $0.01 Par Value S 5400 $22.70 Disposed 32778 Direct
2016-11-14 Common Stock $0.01 Par Value S 4100 $22.725 Disposed 28678 Direct
2016-11-14 Common Stock $0.01 Par Value S 3500 $22.75 Disposed 25178 Direct
2016-11-14 Common Stock $0.01 Par Value S 1800 $22.775 Disposed 23378 Direct
2016-11-14 Common Stock $0.01 Par Value S 2537 $22.80 Disposed 20841 Direct
2016-11-14 Common Stock $0.01 Par Value S 400 $22.825 Disposed 20441 Direct
2016-11-14 Common Stock $0.01 Par Value S 100 $22.85 Disposed 20341 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-11-14 Non-qualified Stock Option (Right to Buy) $19.50 M 20000 Disposed 2018-10-22 Common Stock $0.01 Par Value (20000) Direct
2016-11-14 Non-qualified Stock Option (Right to Buy) $17.26 M 30000 Disposed 2019-01-28 Common Stock $0.01 Par Value (30000) Direct
2016-11-14 Non-qualified Stock Option (Right to Buy) $12.97 M 18837 Disposed 2022-01-23 Common Stock $0.01 Par Value (18837) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock $0.01 Par Value 14252 Indirect

Footnotes

F1: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.