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ASSOCIATED BANC-CORP — Director's Dealing 2016
Nov 16, 2016
31126_dirs_2016-11-16_8fd63a72-e299-4efe-a6ca-9d18316ee80b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2016-11-14
Reporting Person: Hickey Scott (Chief Credit Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-14 | Common Stock $0.01 Par Value | M | 20000 | $19.50 | Acquired | 40341 | Direct |
| 2016-11-14 | Common Stock $0.01 Par Value | S | 800 | $22.65 | Disposed | 39541 | Direct |
| 2016-11-14 | Common Stock $0.01 Par Value | S | 6600 | $22.70 | Disposed | 32941 | Direct |
| 2016-11-14 | Common Stock $0.01 Par Value | S | 3500 | $22.725 | Disposed | 29441 | Direct |
| 2016-11-14 | Common Stock $0.01 Par Value | S | 4085 | $22.75 | Disposed | 25356 | Direct |
| 2016-11-14 | Common Stock $0.01 Par Value | S | 1900 | $22.775 | Disposed | 23456 | Direct |
| 2016-11-14 | Common Stock $0.01 Par Value | S | 2115 | $22.80 | Disposed | 21341 | Direct |
| 2016-11-14 | Common Stock $0.01 Par Value | S | 1000 | $22.825 | Disposed | 20341 | Direct |
| 2016-11-14 | Common Stock $0.01 Par Value | M | 30000 | $17.26 | Acquired | 50341 | Direct |
| 2016-11-14 | Common Stock $0.01 Par Value | S | 1100 | $22.65 | Disposed | 49241 | Direct |
| 2016-11-14 | Common Stock $0.01 Par Value | S | 100 | $22.675 | Disposed | 49141 | Direct |
| 2016-11-14 | Common Stock $0.01 Par Value | S | 9100 | $22.70 | Disposed | 40041 | Direct |
| 2016-11-14 | Common Stock $0.01 Par Value | S | 7100 | $22.725 | Disposed | 32941 | Direct |
| 2016-11-14 | Common Stock $0.01 Par Value | S | 5500 | $22.75 | Disposed | 27441 | Direct |
| 2016-11-14 | Common Stock $0.01 Par Value | S | 2400 | $22.775 | Disposed | 25041 | Direct |
| 2016-11-14 | Common Stock $0.01 Par Value | S | 3600 | $22.80 | Disposed | 21441 | Direct |
| 2016-11-14 | Common Stock $0.01 Par Value | S | 1100 | $22.825 | Disposed | 20341 | Direct |
| 2016-11-14 | Common Stock $0.01 Par Value | M | 18837 | $12.97 | Acquired | 39178 | Direct |
| 2016-11-14 | Common Stock $0.01 Par Value | S | 800 | $22.65 | Disposed | 38378 | Direct |
| 2016-11-14 | Common Stock $0.01 Par Value | S | 200 | $22.675 | Disposed | 38178 | Direct |
| 2016-11-14 | Common Stock $0.01 Par Value | S | 5400 | $22.70 | Disposed | 32778 | Direct |
| 2016-11-14 | Common Stock $0.01 Par Value | S | 4100 | $22.725 | Disposed | 28678 | Direct |
| 2016-11-14 | Common Stock $0.01 Par Value | S | 3500 | $22.75 | Disposed | 25178 | Direct |
| 2016-11-14 | Common Stock $0.01 Par Value | S | 1800 | $22.775 | Disposed | 23378 | Direct |
| 2016-11-14 | Common Stock $0.01 Par Value | S | 2537 | $22.80 | Disposed | 20841 | Direct |
| 2016-11-14 | Common Stock $0.01 Par Value | S | 400 | $22.825 | Disposed | 20441 | Direct |
| 2016-11-14 | Common Stock $0.01 Par Value | S | 100 | $22.85 | Disposed | 20341 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-14 | Non-qualified Stock Option (Right to Buy) | $19.50 | M | 20000 | Disposed | 2018-10-22 | Common Stock $0.01 Par Value (20000) | Direct |
| 2016-11-14 | Non-qualified Stock Option (Right to Buy) | $17.26 | M | 30000 | Disposed | 2019-01-28 | Common Stock $0.01 Par Value (30000) | Direct |
| 2016-11-14 | Non-qualified Stock Option (Right to Buy) | $12.97 | M | 18837 | Disposed | 2022-01-23 | Common Stock $0.01 Par Value (18837) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock $0.01 Par Value | 14252 | Indirect |
Footnotes
F1: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
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