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ASSOCIATED BANC-CORP Director's Dealing 2016

Nov 16, 2016

31126_dirs_2016-11-16_e7a947aa-f61d-4675-88ff-8635b9d1cdef.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2016-11-14

Reporting Person: Lau Timothy J (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-11-14 Common Stock $0.01 Par Value M 10000 $14.02 Acquired 60276.355 Direct
2016-11-14 Common Stock $0.01 Par Value S 3801 $23.10 Disposed 56475.355 Direct
2016-11-14 Common Stock $0.01 Par Value S 3696 $23.105 Disposed 52779.355 Direct
2016-11-14 Common Stock $0.01 Par Value S 2403 $23.15 Disposed 50376.355 Direct
2016-11-14 Common Stock $0.01 Par Value S 100 $23.175 Disposed 50276.355 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-11-14 Non-qualified Stock Option (Right to Buy) $14.02 M 10000 Disposed 2023-01-22 Common Stock $0.01 Par Value (10000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock $0.01 Par Value 1359 Indirect

Footnotes

F1: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.