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ASSOCIATED BANC-CORP — Director's Dealing 2016
Nov 16, 2016
31126_dirs_2016-11-16_155e899a-d4f7-446b-9067-e32a61eeed74.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2016-11-14
Reporting Person: Yee James (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-14 | Common Stock $0.01 Par Value | M | 14846 | $17.02 | Acquired | 72881 | Direct |
| 2016-11-14 | Common Stock $0.01 Par Value | S | 8559 | $23.35 | Disposed | 64322 | Direct |
| 2016-11-14 | Common Stock $0.01 Par Value | S | 3568 | $23.40 | Disposed | 60754 | Direct |
| 2016-11-14 | Common Stock $0.01 Par Value | S | 2719 | $23.45 | Disposed | 58035 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-14 | Non-qualified Stock Option (Right to Buy) | $17.02 | M | 14846 | Disposed | 2024-01-27 | Common Stock $0.01 Par Value (14846) | Direct |
Footnotes
F1: Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.
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