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ASSOCIATED BANC-CORP — Director's Dealing 2016
Nov 30, 2016
31126_dirs_2016-11-30_17ed6503-808e-4aaf-b31b-4264081e2e9f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2016-11-28
Reporting Person: BOHN WILLIAM M (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-28 | Common Stock $0.01 Par Value | M | 5000 | $17.26 | Acquired | 37864.957 | Direct |
| 2016-11-28 | Common Stock $0.01 Par Value | S | 2500 | $22.505 | Disposed | 35364.957 | Direct |
| 2016-11-28 | Common Stock $0.01 Par Value | S | 2500 | $22.55 | Disposed | 32864.957 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-28 | Non-qualified Stock Option (Right to Buy) | $17.26 | M | 5000 | Disposed | 2019-01-28 | Common Stock $0.01 Par Value (5000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock $0.01 Par Value | 14379 | Indirect |
| Common Stock $0.01 Par Value | 105.565 | Indirect |
Footnotes
F1: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
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