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ASSOCIATED BANC-CORP Director's Dealing 2016

Dec 13, 2016

31126_dirs_2016-12-13_52358e18-9e97-481f-8d6f-f96485e3b396.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2016-12-09

Reporting Person: Docter Judith M (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-12-09 Common Stock $0.01 Par Value M 10000 $17.26 Acquired 41292.639 Direct
2016-12-09 Common Stock $0.01 Par Value S 7999 $25.005 Disposed 33293.639 Direct
2016-12-09 Common Stock $0.01 Par Value S 1501 $25.05 Disposed 31792.639 Direct
2016-12-09 Common Stock $0.01 Par Value S 500 $25.075 Disposed 31292.639 Direct
2016-12-09 Common Stock $0.01 Par Value M 14500 $12.97 Acquired 45792.639 Direct
2016-12-09 Common Stock $0.01 Par Value S 5348 $24.95 Disposed 40444.639 Direct
2016-12-09 Common Stock $0.01 Par Value S 1476 $24.955 Disposed 38968.639 Direct
2016-12-09 Common Stock $0.01 Par Value S 100 $24.975 Disposed 38868.639 Direct
2016-12-09 Common Stock $0.01 Par Value S 5076 $25.00 Disposed 33792.639 Direct
2016-12-09 Common Stock $0.01 Par Value S 600 $25.025 Disposed 33192.639 Direct
2016-12-09 Common Stock $0.01 Par Value S 1800 $25.05 Disposed 31392.639 Direct
2016-12-09 Common Stock $0.01 Par Value S 100 $25.075 Disposed 31292.639 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-12-09 Non-qualified Stock Option (Right to Buy) $17.26 M 10000 Disposed 2019-01-28 Common Stock $0.01 Par Value (10000) Direct
2016-12-09 Non-qualified Stock Option (Right to Buy) $12.97 M 14500 Disposed 2022-01-23 Common Stock $0.01 Par Value (14500) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock $0.01 Par Value 8738 Indirect

Footnotes

F1: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.