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ASSOCIATED BANC-CORP — Director's Dealing 2016
Dec 13, 2016
31126_dirs_2016-12-13_52358e18-9e97-481f-8d6f-f96485e3b396.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2016-12-09
Reporting Person: Docter Judith M (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-09 | Common Stock $0.01 Par Value | M | 10000 | $17.26 | Acquired | 41292.639 | Direct |
| 2016-12-09 | Common Stock $0.01 Par Value | S | 7999 | $25.005 | Disposed | 33293.639 | Direct |
| 2016-12-09 | Common Stock $0.01 Par Value | S | 1501 | $25.05 | Disposed | 31792.639 | Direct |
| 2016-12-09 | Common Stock $0.01 Par Value | S | 500 | $25.075 | Disposed | 31292.639 | Direct |
| 2016-12-09 | Common Stock $0.01 Par Value | M | 14500 | $12.97 | Acquired | 45792.639 | Direct |
| 2016-12-09 | Common Stock $0.01 Par Value | S | 5348 | $24.95 | Disposed | 40444.639 | Direct |
| 2016-12-09 | Common Stock $0.01 Par Value | S | 1476 | $24.955 | Disposed | 38968.639 | Direct |
| 2016-12-09 | Common Stock $0.01 Par Value | S | 100 | $24.975 | Disposed | 38868.639 | Direct |
| 2016-12-09 | Common Stock $0.01 Par Value | S | 5076 | $25.00 | Disposed | 33792.639 | Direct |
| 2016-12-09 | Common Stock $0.01 Par Value | S | 600 | $25.025 | Disposed | 33192.639 | Direct |
| 2016-12-09 | Common Stock $0.01 Par Value | S | 1800 | $25.05 | Disposed | 31392.639 | Direct |
| 2016-12-09 | Common Stock $0.01 Par Value | S | 100 | $25.075 | Disposed | 31292.639 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-09 | Non-qualified Stock Option (Right to Buy) | $17.26 | M | 10000 | Disposed | 2019-01-28 | Common Stock $0.01 Par Value (10000) | Direct |
| 2016-12-09 | Non-qualified Stock Option (Right to Buy) | $12.97 | M | 14500 | Disposed | 2022-01-23 | Common Stock $0.01 Par Value (14500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock $0.01 Par Value | 8738 | Indirect |
Footnotes
F1: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
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