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ASSOCIATED BANC-CORP — Director's Dealing 2015
Feb 5, 2015
31126_dirs_2015-02-04_ad9b7118-f53c-4dd2-8b50-c8fb893bbba0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2015-02-02
Reporting Person: Del Moral-Niles Christopher (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-02 | Common Stock $0.01 Par Value | A | 22624 | — | Acquired | 76081 | Direct |
| 2015-02-02 | Common Stock $0.01 Par Value | F | 3467 | $17.24 | Disposed | 72614 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-02 | Non-qualified Stock Option (Right to Buy) | $17.24 | A | 48973 | Acquired | 2025-02-02 | Common Stock $0.01 Par Value (48973) | Direct |
Footnotes
F1: Includes 10,018 shares awarded pursuant to vesting of previously granted performance based restricted stock units ("RSUs"); 4,202 shares attributable to the time-based portion of RSUs granted in 2015; and 8,404 shares of restricted stock granted in 2015, which vests in four equal annual installments beginning on February 8, 2016.
F2: Shares were surrendered to satisfy tax withholding obligations resulting from the vesting of awards.
F3: Option vests in four equal annual installments beginning on February 8, 2016.