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ASSOCIATED BANC-CORP — Director's Dealing 2015
Feb 5, 2015
31126_dirs_2015-02-04_1eef758c-2103-4e77-a3f8-6523c1fc20b9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2015-02-02
Reporting Person: Yee James (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-02 | Common Stock $0.01 Par Value | A | 19547 | — | Acquired | 52896 | Direct |
| 2015-02-02 | Common Stock $0.01 Par Value | F | 3297 | $17.24 | Disposed | 49599 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-02 | Non-qualified Stock Option (Right to Buy) | $17.24 | A | 38867 | Acquired | 2025-02-02 | Common Stock $0.01 Par Value (38867) | Direct |
Footnotes
F1: Includes 9,542 shares awarded pursuant to vesting of previously granted performance based restricted stock units ("RSUs"); 3,335 shares attributable to the time-based portion of RSUs granted in 2015; and 6,670 shares of restricted stock granted in 2015, which vests in four equal annual installments beginning on February 8, 2016.
F2: Shares were surrendered to satisfy tax withholding obligations resulting from the vesting of awards.
F3: Option vests in four equal annual installments beginning on February 8, 2016.
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