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ASSOCIATED BANC-CORP — Director's Dealing 2015
Mar 9, 2015
31126_dirs_2015-03-09_8fd86250-9c68-4ab5-b19c-64ddec9ac37e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2015-03-05
Reporting Person: Utz John A. (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-05 | Common Stock $0.01 Par Value | S | 11500 | $18.4291 | Disposed | 56419 | Direct |
| 2015-03-09 | Common Stock $0.01 Par Value | M | 16682 | $12.97 | Acquired | 73101 | Direct |
| 2015-03-09 | Common Stock $0.01 Par Value | S | 16682 | $18.6479 | Disposed | 56419 | Direct |
| 2015-03-09 | Common Stock $0.01 Par Value | M | 8482 | $14.02 | Acquired | 64901 | Direct |
| 2015-03-09 | Common Stock $0.01 Par Value | S | 8482 | $18.6479 | Disposed | 56419 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-09 | Non-qualified Stock Option (Right to Buy) | $12.97 | M | 16682 | Disposed | 2022-01-23 | Common Stock $0.01 Par Value (16682) | Direct |
| 2015-03-09 | Non-qualified Stock Option (Right to Buy) | $14.02 | M | 8482 | Disposed | 2023-01-22 | Common Stock $0.01 Par Value (8482) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock $0.01 Par Value | 8167 | Indirect |
Footnotes
F1: Balance reflects the transfer pursuant to a domestic relations order of 13,395 shares of Associated Banc-Corp common stock to the reporting person's former spouse since the date of his last ownership report.
F2: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
F3: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.