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ASSOCIATED BANC-CORP — Director's Dealing 2014
Jan 29, 2014
31126_dirs_2014-01-29_69fb0592-daf7-43fb-95fb-ae4e16ba0bd0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASBC)
CIK: 0000007789
Period of Report: 2014-01-27
Reporting Person: FLYNN PHILIP B (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-27 | Common Stock $0.01 Par Value | A | 36721 | — | Acquired | 136509 | Direct |
| 2014-01-27 | Common Stock $0.01 Par Value | A | 18360 | — | Acquired | 154869 | Direct |
| 2014-01-27 | Common Stock $0.01 Par Value | A | 5532 | — | Acquired | 160401 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-01-27 | Non-qualified Stock Option (Right to Buy) | $17.02 | A | 161369 | Acquired | 2024-01-27 | Common Stock $0.01 Par Value (161369) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock $0.01 Par Value | 372337 | Indirect |
Footnotes
F1: Shares of restricted stock vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.
F2: Represents the time-based portion of performance-based restricted stock units, 34% of which vest on the second anniversary of the grant date, and the remaining 66% of which vest on the third anniversary of the grant date.
F3: Shares awarded pursuant to performance-based restricted stock units granted in 2013 that vested in accordance with the respective restricted stock unit award agreements.
F4: Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.